리소스 및 가이드

컴플라이언스 및 리스크 팀을 위해 일괄 스크리닝 실행 절차, API 연동 방법, 재스크리닝 정책 설계에 관한 실무 가이드와 체크리스트를 정리했습니다. 실무에 바로 활용할 수 있는 템플릿도 함께 제공합니다.

01How to Screen a New Customer for SanctionsA step-by-step workflow to screen a new customer against sanctions, PEP and adverse media before activation — with an audit-ready evidence trail.
02Batch Sanctions Screening Checklist for CSV and XLSX FilesA step-by-step batch sanctions screening checklist covering data preparation, vendor and customer screening, false-positive handling, and audit retention.
03PEP Screening API Integration GuideHow to integrate a PEP screening API: authentication, request design, polling, batch jobs, and audit evidence for PEP and sanctions checks in one workflow.
04Sanctions Re-Screening Policy TemplateA template for setting re-screening frequency, trigger events, and escalation rules across customer and vendor portfolios.
05Sanctions Screening Workflow TemplateA step-by-step sanctions screening workflow template for onboarding, transaction checks, and ongoing monitoring.
06Batch Counterparty Screening: How to Set Up Customer and Vendor List ChecksBatch counterparty screening automates customer, vendor, and third-party risk checks — learn how to set it up, reduce false positives, and stay audit-ready.
07Supplier Screening Checklist for Procurement TeamsA supplier screening checklist for procurement: what to collect, how to screen suppliers for sanctions, PEP and ownership risk, and when to re-screen.